Governance & Risk Management

In the wake of recent events there is little wonder that a major re-think is under way on operational and financial risk management.  Bluerock can call upon skilled technicians with experience in banking, investment management and the pensions sector to address changes in processes, controls and culture.  Our long experience in helping firms to anticipate and adapt to regulatory change - MiFid, TCF et al - has been based on strong technical and practice-based knowledge in our Associate pool. 

Recent work has included process and technology change in relation to derivatives governance; outsourcing arrangement oversight and best practice management; fund manager selection and monitoring procedures; agency management and custody arrangement reviews.